[A2k] The case for a World Innovation Policy Organisation

Georg C. F. Greve greve@fsfeurope.org
Tue Apr 14 08:00:13 2009


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FYI, new article.

[Permanent URL: http://blogs.fsfe.org/greve/?p=321]

The case for a World Innovation Policy Organisation

   Good innovation policy requires understanding of the regulatory impact
   of each policy instrument individually, as well as knowledge about the
   interaction of different instruments. It is therefore necessary to look
   at the whole spectrum available within each instrument, as well as be
   aware of how other instruments may be empowered or invalidated through
   interaction. The future of the [1]World Intellectual Property
   Organisation (WIPO) will largely depend on how well it manages to
   incorporate the full spectrum of its own policy instruments into its
   operations, and how it manages to address the interaction with other
   fields.


   From 27 April to 1 May, the [2]3rd Committee on Development and
   Intellectual Property (CDIP/3) will be convened at the WIPO
   headquarters in Geneva. As the years of discussions about the potential
   incorporation of a "[3]Development Agenda" into WIPO have highlighted,
   these issues are important to the majority of the Member States. The
   resulting CDIP as well as WIPO's [4]Strategic Realignment Program are
   now well under way, and the upcoming CDIP/3 is the right time and the
   right place to discuss how to incorporate these issues into WIPO. The
   way to achieve this is to bridge the communication gap within
   governments, and to involve all stakeholders.


   Innovation, the process of applying new ideas for the benefit of
   society, is often quoted as an overarching policy goal and the basis
   for many regulatory initiatives. Areas that have bearing on innovation
   include education, finance, health, market, competition, and others.
   While many of these areas also have other policy goals, some areas are
   driven primarily by innovation, such as exclusive rights, in particular
   copyrights and patents.


   So when the [5]Report on the International Patent System by the
   [6]12[7]th[8] Standing Committee on the Law of Patents (SCP/12)
   discusses promotion of innovation as basic rationale for the patent
   system, it touches upon the root of WIPO's purpose as an agency of the
   United Nations. Simultaneously there are those who focus primarily on
   anecdotal evidence of parties that derived benefit from the patent
   system and consider economic analysis of the innovative effects
   unnecessary.


   The fundamental conflict arises due to different assessments of the
   relevance of this anecdotal evidence, typically based on different
   agendas and motivations. From a systematic perspective, this anecdotal
   evidence is largely irrelevant, since it is in the nature of exclusive
   rights or other privileges that parties so privileged will derive
   benefit from them. These parties, including those acting as the
   professional mediators and facilitators of that benefit, naturally tend
   to put higher emphasis on this anecdotal evidence, especially where the
   anecdote affects them personally.


   The common mechanisms described in the [9]conclusions for the WIPO
   SCP/13 tend to give increased weight to these mediators and
   facilitators in the process, who sometimes find themselves speaking on
   behalf of Member States without guidance from other parts of industry
   and governments. This tradition  of policy setting on behalf of the
   privileged parties by their facilitators and mediators gave rise to
   criticism in the past, describing the situation as a feudal system in
   which one part of society enjoyed privileges over the rest of society.


   After initial debates about the Development Agenda discussed whether
   WIPO should address these issues, the CDIP and the Strategic
   Realignment Program now need to find concrete answers to the question
   how WIPO can be brought back in line with the public interest.


   This is unlikely to achieve consensus unless all governments put higher
   emphasis on effective and pragmatic innovation policy because
   innovation policy always requires a weighing of interests, and
   sometimes instruments are mutually exclusive or diametrically opposed.
   An example of such a conflict and its ramifications is discussed in the
   IP-Watch Inside Views article "[10]Innovation Policy: The Balance
   Between Standards and Patent Regulation."


   There are promising first approaches to a more holistic understanding
   of innovation policy, such as the  [11]Innovation & Regulation chair,
   created jointly by the Ecole Polytechnique, Telecom ParisTech and
   France Telecom.  Its joint workshop with [12]Vox Internet II about
   "[13]Technical Regulation of the Internet: From Standardization to
   Behavioural and Societal Norms" on 31 March 2009 in Paris focussed on
   standardisation issues in Information and Communication Technologies
   (ICTs) and the Internet, in particular. [14]FSFE's contribution to the
   workshop "[15]Considerations on Innovation and Competition Policy"
   provides an overview of how various areas that relate to innovation and
   competition policy interact with each other. The recording of the
   corresponding talk was also kindly made available by the organisers as
   [16]Ogg Vorbis and [17]MP3 file: [[18]Download as OGG] [[19]Download as
   MP3]


   Unfortunately a more systematic approach to innovation policy is
   comparatively rare, and often receives no consideration for the
   positions of Member States at WIPO. Instead, it is quietly assumed by a
   significant portion of participants to the meetings that more is always
   better, resulting in statements that would like to see limitations and
   exceptions or the impact of WIPO's policies on other areas of
   innovation policy banned from discussion at WIPO. Following this
   position would make it impossible for WIPO to fulfil its mandate,
   because it is not possible to maximise all instruments simultaneously.


   In medicine, Paracelsus is often paraphrased having said that "the dose
   makes the poison." This principle holds true also in policy. More is
   not always better, and even if made with the best of intentions,
   over-regulation will stifle innovation. Only through a balanced
   approach that considers exclusive rights alongside exceptions and
   limitations, as well as alternative approaches of using exclusive
   rights regimes to foster innovation, e.g. [20]Free Software, will WIPO
   be able to meet future challenges.

   The weighing of various innovation policy instruments will also have to
   include the impact that instruments have on each other. This requires a
   perspective of the entire toolbox of innovation policy that goes beyond
   the individual tool available to or maintained by any individual
   organisation. Good innovation policy has to go beyond partisan thinking
   of the tool manufacturer, because if all you've got is a hammer,
   everything looks like a nail.


   So there will be situations where another instrument should prevail
   over exclusive rights in order to maximise innovation and the public
   benefit. As a UN agency, WIPO has a mandate to serve the greater good
   of humankind. Its role cannot be to maximise the benefits and
   privileges of a small group of society, or to avoid reconsidering
   privileges that have been granted in order to avoid upsetting the
   privileged group that finds those privileges highly profitable. The
   be-all and end-all of WIPO's work is to which extent the granting of or
   exceptions from these exclusive rights serves society at large.


   To achieve this, the WIPO secretariat depends upon the WIPO Member
   States for guidance and priority setting. All change must therefore
   come from the Member States, which currently seem split down a line
   defined by "20th century big industry" interests. It should come as a
   surprise that Group B, the group of developed countries, as well as the
   European Union are speaking out against inclusion of competency on Open
   Innovation Models, Free Software and Open Standards. At the same time
   many EU Member States individually and all of them jointly through the
   European Commission in its [21]IDABC and [22]Framework Programme
   activities have recognised the importance of Free Software and Open
   Standards for innovation and economic growth. The United States reaps
   the benefits of companies that are increasingly built upon Free
   Software and Open Standards, or at the very least see them as part of
   their strategic portfolio. Google, HP, IBM or Red Hat are well known,
   but others like Adobe, Intel or Oracle also made significant
   investments into these areas over the past years.


   The disconnect between what Member States preach at WIPO and what they
   practice at home can to some extent be traced back to tactical
   considerations, but not be explained by tactics alone. There is an
   obvious disconnect within governmental departments, and a lack of
   engagement from industry, in particular, which has not briefed its
   government sufficiently on the benefits that local industry of
   developed countries can reap from a WIPO that can offer the full range
   of Free Software, Open Standards and Open Innovation Model competency
   alongside its traditional arsenal of exclusive rights.


   These activities would for instance complement what EU Member States
   are already doing within the [23]Open Source Observatory and Repository
   (OSOR), extending cooperation, resource sharing and innovative
   incentives across an even wider group of countries. It would also help
   facilitate the growth of international economic cooperation between
   local industries. The resulting increase in trade, economic activity
   and innovation would be to the benefit of all WIPO Member States in all
   stages of development.


   WIPO has an extensive network of technical assistance activities with
   global reach and direct connection to the policy setting branches of
   most governments in the world. Adding competency on Free Software, Open
   Standards and Open Innovation Models to WIPO would put this competency
   at arms length for most policy makers around the world.


   Finding an institutional approach to providing this competency at WIPO
   would certainly be a worthy endeavour for the upcoming [24]3rd
   Committee on Development and Intellectual Property (CDIP/3).

References

   1. http://www.wipo.int/
   2. http://www.wipo.int/meetings/en/details.jsp?meeting_id=17382
   3. http://www.wipo.int/ip-development/en/agenda/
   4. http://www.wipo.int/about-wipo/en/strategic_realignment/
   5. http://www.wipo.int/meetings/en/doc_details.jsp?doc_id=116324
   6. http://www.wipo.int/meetings/en/details.jsp?meeting_id=15486
   7. http://www.wipo.int/meetings/en/details.jsp?meeting_id=15486
   8. http://www.wipo.int/meetings/en/details.jsp?meeting_id=15486
   9. http://blogs.fsfe.org/greve/?p=302
  10. http://www.ip-watch.org/weblog/2009/02/26/inside-views-innovation-policy-the-balance-between-standards-and-patent-regulation/
  11. http://innovation-regulation.enst.fr/en/the-chair/presentation.html
  12. http://www.voxinternet.org/
  13. http://www.voxinternet.org/spip.php?article279&lang=en
  14. http://fsfeurope.org/
  15. http://blogs.fsfe.org/greve/?p=309
  16. http://en.wikipedia.org/wiki/Vorbis
  17. http://en.wikipedia.org/wiki/MP3
  18. http://download.fsfeurope.org/audio/20090331-Greve-Paris.ogg
  19. http://download.fsfeurope.org/audio/20090331-Greve-Paris.mp3
  20. http://fsfeurope.org/projects/wipo/fser
  21. http://ec.europa.eu/idabc/
  22. http://cordis.europa.eu/fp7/
  23. http://www.osor.eu/
  24. http://www.wipo.int/meetings/en/details.jsp?meeting_id=17382

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