[Date Prev][Date Next][Thread Prev][Thread Next][Date Index][Thread Index]

1998 Orphan Drug Tax Credit data




-   This note looks at 1998 Orphan Drug approvals and the Orphan
    Drug Tax credit, as evidence of levels of private expenditures on
    clinicial trials. 

Attached to the end of this message is the text of the US Orphan Drug Tax
Credit.  Note that if a drug qualifies as an Orphan Drug in the USA, which
is not difficult, the government gives a tax credit equal to 50 percent of
a company's expenditures on US clinical trials.

Through this instrument alone, the US government is paying at least half
the private sector cost of the orphan drug clinical trials.  The current
US budget document estimates the cost of this tax credit to be $40 million
in 1998, and $50 million in 1999.  Because of the way the credit works,
the amount of the credit is also the amount of (after credit) private
sector expenditure.

A list of orphan drug approvals is given on this web page:

     http://www.fda.gov/orphan/designat/recent.htm

By my count, in 1998 the FDA gave marketing approval to 19 Orphan Drugs
and products.  If the Budget estimate was accurate, the $40 million would
be only $2.1 per Orphan drug approval.  To repeat, private sector
expenditures on clinical trials were $2.1 million per approved orphan
drug, for 1998.  (Because this is per approval, the number is already
adjusted for risk of failure.)  I'll check with the Treasury to see
how close its estimates are to actual tax returns.

   Jamie

http://www4.law.cornell.edu/uscode/26/45C.html

US Code as of: 01/26/98

Sec. 45C. Clinical testing expenses for certain drugs for rare diseases
or conditions 

     (a) General rule 
     For purposes of section 38, the credit determined under this
section for the taxable year is an amount equal to 50 percent of the
     qualified clinical testing expenses for the taxable year. 

     (b) Qualified clinical testing expenses 
     For purposes of this section - 
         (1) Qualified clinical testing expenses 
              (A) In general 
              Except as otherwise provided in this paragraph, the term 
              ''qualified clinical testing expenses'' means the amounts
which 
              are paid or incurred by the taxpayer during the taxable
year 
              which would be described in subsection (b) of section 41
if 
              such subsection were applied with the modifications set
forth 
              in subparagraph (B). 
              (B) Modifications 
              For purposes of subparagraph (A), subsection (b) of
section 
              41 shall be applied - 
                  (i) by substituting ''clinical testing'' for
''qualified 
                  research'' each place it appears in paragraphs (2) and
(3) of 
                  such subsection, and 
                  (ii) by substituting ''100 percent'' for ''65
percent'' in 
                  paragraph (3)(A) of such subsection. 
              (C) Exclusion for amounts funded by grants, etc. 
              The term ''qualified clinical testing expenses'' shall not 
              include any amount to the extent such amount is funded by
any 
              grant, contract, or otherwise by another person (or any 
              governmental entity). 
              (D) Special rule 
              For purposes of this paragraph, section 41 shall be deemed
to 
              remain in effect for periods after June 30, 1995, and
before 
              July 1, 1996, and periods after June 30, 1998. 
         (2) Clinical testing 
              (A) In general 
              The term ''clinical testing'' means any human clinical 
              testing - 
                  (i) which is carried out under an exemption for a drug 
                  being tested for a rare disease or condition under
section 
                  505(i) of the Federal Food, Drug, and Cosmetic Act (or 
                  regulations issued under such section), 
                  (ii) which occurs - 
              (I) after the date such drug is designated under section 
              526 of such Act, and 
              (II) before the date on which an application with respect 
              to such drug is approved under section 505(b) of such Act 
              or, if the drug is a biological product, before the date
on 
              which a license for such drug is issued under section 351 
              of the Public Health Service Act; [1] and 
                  (iii) which is conducted by or on behalf of the
taxpayer to 
                  whom the designation under such section 526 applies. 
              (B) Testing must be related to use for rare disease or 
              condition 
              Human clinical testing shall be taken into account under 
              subparagraph (A) only to the extent such testing is
related to 
              the use of a drug for the rare disease or condition for
which 
              it was designated under section 526 of the Federal Food,
Drug, 
              and Cosmetic Act. 

     (c) Coordination with credit for increasing research expenditures 
         (1) In general 
         Except as provided in paragraph (2), any qualified clinical 
         testing expenses for a taxable year to which an election under 
         this section applies shall not be taken into account for
purposes 
         of determining the credit allowable under section 41 for such 
         taxable year. 
         (2) Expenses included in determining base period research 
         expenses 
         Any qualified clinical testing expenses for any taxable year 
         which are qualified research expenses (within the meaning of 
         section 41(b)) shall be taken into account in determining base 
         period research expenses for purposes of applying section 41 to 
         subsequent taxable years. 

     (d) Definition and special rules 
         (1) Rare disease or condition 
         For purposes of this section, the term ''rare disease or 
         condition'' means any disease or condition which - 
              (A) affects less than 200,000 persons in the United
States, 
              or 
              (B) affects more than 200,000 persons in the United States 
              but for which there is no reasonable expectation that the
cost 
              of developing and making available in the United States a
drug 
              for such disease or condition will be recovered from sales
in 
              the United States of such drug. 
              Determinations under the preceding sentence with respect
to any 
              drug shall be made on the basis of the facts and
circumstances as 
              of the date such drug is designated under section 526 of
the 
              Federal Food, Drug, and Cosmetic Act. 
         (2) Special limitations on foreign testing 
              (A) In general 
              No credit shall be allowed under this section with respect
to 
              any clinical testing conducted outside the United States
unless 
              - 
                  (i) such testing is conducted outside the United
States 
                  because there is an insufficient testing population in
the 
                  United States, and 
                  (ii) such testing is conducted by a United States
person or 
                  by any other person who is not related to the taxpayer
to 
                  whom the designation under section 526 of the Federal
Food, 
                  Drug, and Cosmetic Act applies. 
              (B) Special limitation for corporations to which section
936 
              applies 
              No credit shall be allowed under this section with respect
to 
              any clinical testing conducted by a corporation to which
an 
              election under section 936 applies. 
         (3) Certain rules made applicable 
         Rules similar to the rules of paragraphs (1) and (2) of section 
         41(f) shall apply for purposes of this section. 
         (4) Election 
         This section shall apply to any taxpayer for any taxable year 
         only if such taxpayer elects (at such time and in such manner
as 
         the Secretary may by regulations prescribe) to have this
section 
         apply for such taxable year. 



Footnotes

[1] So in original. The semicolon probably should be a comma. 

-------------------------------
James Love 
Consumer Project on Technology 
P.O. Box 19367, Washington, DC 20036
http://www.cptech.org
Voice 202/387-8030 | Fax 202/234-5176
love@cptech.org